Thursday, April 3, 2008
8:00 a.m. – 9:00 a.m. EST
Stikeman Elliott
Commerce Court West
199 Bay Street, 53rd Floor
Toronto, ON
Welcome to Stikeman Elliott’s Webcast
Registration Reform in Canada and its impact on advisers, dealers, fund managers and the exempt market
Canadian securities regulators have now issued their revised proposals relating to the reform of the registration regime across Canada. These proposals will have significant impact on all registrants as well as on registration exempt trading and advising activities.
Topics include:
• Impact on currently registered dealers and advisors
• Impact on public and privately placed investment funds
• Registration requirements for unregistered investment fund managers
• Expansion of universal registration across Canada
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