Tools to help you manage your plan
These tools will help you manage your plan and apply good governance principles.
| Service provider checklist |
The CAP Guidelines recommend you complete an annual review of your service provider(s). |
| Investment review checklist |
The CAP Guidelines recommend you review your plan's investments at least annually. |
| Sample agenda for a plan governance meeting |
A sample agenda to give you an idea of what topics should be covered in a plan governance meeting. |
| Sample code of conduct/conflict of interest policy |
Use this sample to create a code of conduct and a conflict of interest policy for your company. Consider making this documentation available to plan members. |
Retirement knowledge survey
and Investment knowledge survey |
Use these surveys to gather feedback from your employees and to assess their understanding investments and retirement planning. |
TIP - Use the online reporting feature to track changes in your plan and help you better understand plan activity. You can access online reporting from the 'Reporting' section on the main left menu.
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